23/06/2017 11:57 p.m.
|Please note you require the Acrobat Reader to view PDF documents, if you don’t
have Adobe Reader, click here to download this for free.
Individual and Joint Applications
Apply for an Individual or Joint ANZ Securities account online.
We are currently experiencing a heavy demand for opening an account with ANZ Securities. Currently, the time to open an account for you will take between 2-4 weeks. We apologise for the inconvenience.
Company, Trust and Partnership Applications
Company Account Application Form (64 KB)
Trust Account Application Form (92 KB)
Partnership Account Application Form (62 KB)
Client Agreement - General Terms and Conditions (252 KB)
- Once received, your application form will be reviewed and verified before your
account is created. Please allow 10 to 15 business days.
- Companies, Trusts and Partnerships need to have an existing ANZ account to access this service.
If you aren’t already an ANZ account holder, simply visit anz.co.nz
or come into any branch to sign up
Online Multi-Currency Account
Application Form (46 KB)
Trading in Australia
ANZ Securities CHESS Application Form (41 KB)
ANZ Share Investing Trading Terms & Conditions (including
the Best Execution Policy and CHESS Sponsorship Agreement)
ANZ Share Investing Financial Services Guide
ANZ Securities Broker to Broker Transfer Form (365 KB)
ANZ Securities Issuer Sponsorship Conversion Form (33 KB)
Trading on the NXT market
NXT Acknowledgment Form (35 KB)
Trading on the unlisted market
Unlisted Disclaimer Form (153 KB)
The Foreign Account Tax Compliance Act (FATCA)
W-9 form (110 KB)
W-9 form instructions (157 KB)
W-8BEN form (67 KB)
W-8BEN form instructions (178 KB)
W-8BEN-E form (316 KB)
W-8BEN-E form instructions (226 KB)
W-8IMY form (298 KB)
W-8IMY form instructions (231 KB)
We cannot accept a “W” form that has been corrected by hand or corrective
substances (twink, white-out etc). If any corrections need to be made to your
form, you must start over and complete a new copy of the form.
When completing a W-9 form, please ensure you write the date as Month DD YYYY
(e.g. January 1 2000) to avoid confusion between American and New Zealand date
When completing a W-9 form, if you have changed your surname, for instance, due
to marriage without informing the Social Security Administration of the name
change, you should enter your first name, the surname name shown on your social
security card and your new surname. You should then circle the parts of your
name that are associated with your social security number (your first name and
your previous surname).
While revocation of US citizenship documents provide useful insights into your
current status, we still need a W-8BEN to be completed by those who have
previous connections to the US.
We will not accept any "W" form that has been signed and dated more than 3
months prior to the date that the details of the form are recorded in our
Change details for Individual or Joint accounts (110 KB)
Change details for Trust or Company accounts (115 KB)
It is your responsibility to inform all Share Registries (for NZ holdings and
all non-CHESS AUS holdings) of these changes in writing
Discrepancies between the registry records and ANZ Securities records will
cause delays in settling transactions.
CHESS Account Holders: as this is a broker sponsored account, it is our
responsibility to advise your CHESS provider of these changes.
One-off Sale Guidelines
How are your shares held?
In my Individual name (39 KB)
In Joint names (50 KB)
In the name of a Minor (48 KB)
In an Estate, I am the Executor (38 KB)
In an Estate, I am the Solicitor (37 KB)
In someone else's name, but I have Power of Attorney (37 KB)
New Zealand off-market transfer form: Computershare (80 KB)
New Zealand off-market transfer form: Link Market Services (23 KB)
Financial Institution Worksheet (49 KB)
Power of Attorney Supplement Form (32 KB)
FATCA Reasonable Explanation Form (74 KB)
Associated Entity - Company Supplement Form (121 KB)
Associated Entity - Trust Supplement Form (161 KB)
Associated Entity - Partnership Supplement Form (120 KB)