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18/11/2018 7:59 a.m.
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Applications for an ANZ Securities account

ANZ Securities is no longer accepting applications for new accounts, as the sale of the service is in the final stages of being sold to First New Zealand Capital Securities Limited (FNZC). FNZC will rebrand the service as Direct Broking once the sale has occured.

If you would like to open a Direct Broking account, we will soon be able to assist you to apply for an account, which will be opened after the sale has occured.

Online Multi-Currency Account

Application Form (46 KB)

AND please complete one of the following tax forms:

Individual - Tax Residency and Foreign Tax Information Form (180 KB)
Entity - Tax Residency and Foreign Tax Information Form (277 KB)

Trading in Australia

ANZ Securities is no longer accepting applications for new CHESS accounts. A CHESS account is required to be able to trade shares through ANZ Securities on the ASX market.

You will be able to apply for a CHESS account through Direct Broking, once the same of the ANZ Securities service to First New Zealand Capital Securities Limited has occured.

Trading on the NXT market

NXT Acknowledgment Form (35 KB)

Trading on the unlisted market

Unlisted Disclaimer Form (153 KB)

The Foreign Account Tax Compliance Act (FATCA)

W-9 form (110 KB)
W-9 form instructions (157 KB)
W-8BEN form (68 KB)
W-8BEN form instructions (178 KB)
W-8BEN-E form (316 KB)
W-8BEN-E form instructions (226 KB)
W-8IMY form (249 KB)
W-8IMY form instructions (254 KB)

Important notes:
  1. We cannot accept a “W” form that has been corrected by hand or corrective substances (twink, white-out etc). If any corrections need to be made to your form, you must start over and complete a new copy of the form.
  2. When completing a W-9 form, please ensure you write the date as Month DD YYYY (e.g. January 1 2000) to avoid confusion between American and New Zealand date formatting.
  3. When completing a W-9 form, if you have changed your surname, for instance, due to marriage without informing the Social Security Administration of the name change, you should enter your first name, the surname name shown on your social security card and your new surname. You should then circle the parts of your name that are associated with your social security number (your first name and your previous surname).
  4. While revocation of US citizenship documents provide useful insights into your current status, we still need a W-8BEN to be completed by those who have previous connections to the US.
  5. We will not accept any "W" form that has been signed and dated more than 3 months prior to the date that the details of the form are recorded in our system.


Account Maintenance

Individuals, Sole Traders, Minors and joint-individuals, please complete the following change of details form.

Change details for Individual or Joint accounts (91 KB)

AND if the account holder is a tax resident of one or more countries other than New Zealand, please complete the following tax form (one per account holder).

Individual - Tax Residency and Foreign Tax Information Form (180 KB)

Company, Trust or Partnership, please complete the following change of details form.

Change details for Trust or Company accounts (100 KB)

AND if the entity or any Controlling Person is a tax resident of one or more countries other than New Zealand, please complete the following form:

Entity - Tax Residency and Foreign Tax Information Form (277 KB)

Important notes:
  1. It is your responsibility to inform all Share Registries (for NZ holdings and all non-CHESS AUS holdings) of these changes in writing
  2. Discrepancies between the registry records and ANZ Securities records will cause delays in settling transactions.
  3. CHESS Account Holders: as this is a broker sponsored account, it is our responsibility to advise your CHESS provider of these changes.

Registry Forms

New Zealand off-market transfer form: Computershare (80 KB)
New Zealand off-market transfer form: Link Market Services (23 KB)

Supplement Forms

Financial Institution Worksheet (49 KB)
Power of Attorney Supplement Form (32 KB)
FATCA Reasonable Explanation Form (74 KB)